Researchers Working to Upcycle Polymers

team of researchers led by Case Western Reserve University (CWRU) will investigate ways to improve how common plastics are recycled, an effort supported by a US$2.5 million grant within the U.S. Department of Energy’s (DOE) recently announced Plastics Innovation Challenge.

The Case Western Reserve-led team will work to develop and test a technique with help from government and industrial partners — one that blends the better parts of an efficient but cost-prohibitive chemical method of plastic recycling with typically high-output but low-efficiency mechanical means to “upcycle” up to 80 percent of the plastic it takes in.

Upcycling is reusing recycled material in meaningful ways, not just for items like trash bags, filler or padding, as is often the case with recycled plastics.

If successful, the hybrid recycling project would dramatically improve recycling rates, said the project’s lead researcher João Maia, a professor in macromolecular science and engineering.

“This would be a game-changer in the plastics industry and for the environment,” Maia said. “Nothing comes close to plastic for its usefulness and its strength. It’s basically impossible to replace plastics, so the world had to figure out a way to do better — and we decided to be the ones to do it.”

Other partners include several Case Western Reserve researchers, Braskem, Procter & Gamble, Resource Material and Recycling and a pair of federal partners: the Lawrence Livermore National Laboratory and Sandia National Laboratory.

“We are excited to bring this project to Northeast Ohio,” said Grant Goodrich, executive director of the Great Lakes Energy Institute at Case Western Reserve, which helped facilitate the research.

Goodrich said the project could create novel solutions for two issues: addressing the difficult process of removing contaminants (scraps of food, labels, etc.) from sorted plastic waste and recycling plastics that have so far been impossible to recycle.

Maia said the initial research would be done at Case Western Reserve and then tested at a larger scale off site.

Two innovations in one project

Most common plastics are recycled in two ways: using mechanical or chemical means to break down the material. (This does not include thermoset plastics, the plastics which have generally been considered virtually impossible to recycle, although another Case Western Reserve team is having success in cracking that problem, too: https://thedaily.case.edu/new-use-for-plastic-waste-being-developed/.)

For now, mechanical recycling — placing plastic waste into a machine, melting it into an extruder, adding a pigment and producing large volumes of lower-quality plastic — has limitations and few quality results. According to Maia, the best application for plastics from the mechanical recycling process is black trash bags.

Alternatively, plastics can be broken down chemically at high temperature (about 932˚F/500˚C) and high pressure and re-used for many things. “You can change the polymers to give you something you want, but the problem is that it is energy- and solvent-intensive, and you can’t solve the problem at the societal scale of millions of tons per year,” Maia said.

For example, Maia said, a new polyolefin recycling plant is being built in Indiana for about US$260 million, but will only recycle about 100,000 tons of plastic a year. “That’s a drop in the ocean and at incredible cost — too much for most small cities to do on their own,” he said. “To be successful, plastic needs to be recycled on site, at large scale and at a much lower cost.”

The CWRU-led team plans to develop a hybrid model, taking the low-cost investment of mechanical recycling, but breaking down the plastics through a new lower-temperature (about 662˚F/350˚C), lower-pressure method. The team will also study how to separate various polymers in the melt state, so that each can then by upcycled by itself. One of the partners in this work, Braskem, was able to separate about 20 percent of the polystyrene from the plastic in trial runs.

“But they did that without optimizing the process,” Maia said. “We believe we can do that even better and achieve 80 percent. That would really move things forward. It could be scalable, so it could be handled by individual communities with an investment of maybe only US$3-4 million.”

The project was among a dozen U.S. Department of Energy (DOE)-awarded grants totaling US$27 million, a list that also includes a US$2 million award to the University of Akron, giving Northeast Ohio nearly 17 percent of the total program funding.

Plastics Innovation Challenge

In October, the DOE announced more than US$27 million in funding for 12 projects that will support the development of advanced plastics recycling technologies and new plastics that are recyclable-by-design. As part of DOE’s Plastics Innovation Challenge, these projects will also help improve existing recycling processes that break plastics into chemical building blocks, which can then be used to make new products. The projects are part of DOE’s Plastics Innovation Challenge, which draws on the research capabilities of DOE National Laboratories, universities and industry to accelerate innovations in energy-efficient plastics recycling technologies. The selected projects will address a variety of research and development areas, including:

  • Highly recyclable or biodegradable plastics
  • Novel methods for deconstructing and upcycling existing plastics
  • Collaborations to tackle challenges in plastic waste

Visit www.energy.gov/plastics-innovation-challenge/plastics-innovation-challenge for more information.

For more information about Case Western Reserve University, visit case.edu.